Charles Sawtelle (CRD# 4414699) is an Investment Advisor Representative working at Saga Financial Management in Austin, TX and has over 22 years of experience in the finance industry. Charles Sawtelle has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Sep 2006 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2001 |
- TX
-
Total Assets Under Management81MILLIONS
-
Total Number of Accounts243ACCOUNTS
-
Average Account Value$333,333
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
TX
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