Deron Ferrell, financial advisor Austin TX
83 score

Deron Ferrell

CRD Number: 1187246
Current Firm: Transamerica Financial Advisors, Inc.

Deron Ferrell (CRD# 1187246) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Austin, TX and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Austin, TX Jan 2012 - Current 4
Oil & Gas Exploration Austin, TX Oct 2005 - Current 11
World Financial Group Austin, TX Jun 2001 - Current 15
Ferrell Financial Enterprises Inc. Austin, TX Mar 2001 - Current 15
Investment Advisors International Austin, TX Jul 2006 - Jan 2012 5
World Group Securities, Inc. Austin, TX Apr 2001 - Jan 2012 10
Innergy Lending LLC Austin, TX May 2006 - Jun 2008 2
Total Debt Soulutions Salt Lake City, UT Jul 2003 - Nov 2007 4
Intersecurities, Inc. St. Petersburg, FL Jul 2002 - Aug 2006 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1983
S65 NASAA Investment Advisors Law Examination Aug 1997
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Deron K. Ferrell
Phone Number: 727-299-1800
Registered State(s):
  • NJ
  • NC
  • PR
  • TX
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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