Harold Gordon, financial advisor Austin TX
90 score

Harold Gordon

CRD Number: 5889022
Current Firm: Axa Advisors, LLC

Harold Gordon (CRD# 5889022) is an Investment Advisor Representative working at Axa Advisors, LLC in Austin, TX and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Axa Advisors, LLC New York, NY Oct 2011 - Current 5
Unemployed Austin, TX May 2011 - Oct 2011 < 1
University Of Texas At Austin Austin, TX May 2008 - May 2011 3
Us Soccer Federation Chicago, IL Feb 2009 - Dec 2010 1
Endeavor New York, NY Jul 2010 - Aug 2010 < 1
Soccer Usa Austin, TX May 2010 - Jul 2010 < 1
T Bar M Camps Spicewood, TX May 2009 - Aug 2009 < 1
Ut San Antonio San Antonio, TX Jul 2007 - Aug 2008 1
Neyso San Antonio, TX May 2007 - Aug 2008 1
Learning Rx San Antonio, TX Feb 2008 - May 2008 < 1
San Antonio Christian Schools San Antonio, TX May 2001 - May 2007 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2011
S65 NASAA Investment Advisors Law Examination Dec 2013
Contact Info for Harold J. Gordon
Phone Number: 212-314-4600
Firm Website: http://axa.us.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    9,867
    MILLIONS
  • Total Number of Accounts
    40,093
    ACCOUNTS
  • Average Account Value
    $246,096
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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