James Marroquin, financial advisor Austin TX
93 score

James Marroquin

CRD Number: 1287040
Current Firm: Royal Alliance Associates, Inc.

James Marroquin (CRD# 1287040) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Austin, TX and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Royal Alliance Associates, Inc. Austin, TX Nov 1989 - Current 27
Marroquin Associates Insurance Austin, TX Jun 1976 - Current 40
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1984
Contact Info for James S. Marroquin
Phone Number: 800-821-5100 EXT. 5389
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    4,629
    MILLIONS
  • Total Number of Accounts
    19,113
    ACCOUNTS
  • Average Account Value
    $242,202
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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