Joseph SaraccoCRD Number: 5741645
Current Firm: First Trust Advisors LP
Joseph Saracco (CRD# 5741645) is an Investment Advisor Representative working at First Trust Advisors LP in Austin, TX and has over 13 years of experience in the finance industry.
Pbl Wealth Management
Kestra Advisory Services, LLC
|First Trust Advisors LP||Wheaton, IL||Dec 2019 - Current||3|
|First Trust Portfolios LP||Wheaton, IL||Dec 2019 - Current||3|
|Fis Global||Burlington, MA||May 2014 - Nov 2019||5|
|Pioneer Investment Management Usa Inc.||Boston, MA||Oct 2012 - May 2014||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2010|
|S65||NASAA Investment Advisors Law Examination||Oct 2012|
|S66||NASAA Uniform Combined State Law Examination||Jan 2019|
Total Assets Under Management223,555MILLIONS
Total Number of Accounts3,363ACCOUNTS
Average Account Value$66,474,874
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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