Kacie Swartz, financial advisor Austin TX

Kacie Swartz

CRD Number: 4560021
Current Firm: Black Barn Financial, LLC

Kacie Swartz (CRD# 4560021) is an Investment Advisor Representative working at Black Barn Financial, LLC in Austin, TX and has over 21 years of experience in the finance industry. Kacie Swartz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional Designations
Company Name Location Dates Years
Black Barn Financial, LLC Austin, TX Jan 2023 - Current 1
Black Barn Financial LLC Austin, TX Dec 2022 - Jan 2023 < 1
Stone Asset Management, Inc. Austin, TX Sep 2013 - Dec 2022 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2003
S66 NASAA Uniform Combined State Law Examination Aug 2005
Contact Info for Kacie J. Swartz
Phone Number: (512) 368-9179
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    90
    MILLIONS
  • Total Number of Accounts
    519
    ACCOUNTS
  • Average Account Value
    $172,982
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

IL, TX

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