Katherine BroughtonCRD Number: 5610680
Current Firm: Price Wealth Management, Inc.
Katherine Broughton (CRD# 5610680) is an Investment Advisor Representative working at Price Wealth Management, Inc. in Austin, TX and has over 8 years of experience in the finance industry.
C.m.bidwell & Associates Ltd
Wall Street Financial Group, Inc.
Afam Capital, Inc.
|Price Wealth Management, Inc.||Austin, TX||Nov 2014 - Current||3|
|Northern Lights Distributors, LLC||Omaha, NE||Feb 2013 - Oct 2014||1|
|Afam Capital, Inc.||Austin, TX||Jan 2013 - Oct 2014||1|
|Self Employed||Austin, TX||May 2012 - Dec 2012||< 1|
|St. Edwards University||Austin, TX||Jan 2012 - Dec 2012||< 1|
|Capital Benefits Group||Austin, TX||Sep 2011 - Jan 2012||< 1|
|Nylife Securities LLC||New York, NY||May 2011 - Sep 2011||< 1|
|New York Life Insurance Co||New York, NY||Jul 2008 - Sep 2011||3|
|Teach For America||New York, NY||Feb 2008 - Jun 2008||< 1|
|Guaranty Bank||Austin, TX||Oct 2006 - Feb 2008||1|
|Guaranty Insurance Services, Inc.||Austin, TX||Oct 2006 - Sep 2007||< 1|
|Casa Of Travis County||Austin, TX||Aug 2006 - Sep 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2009|
|S65||NASAA Investment Advisors Law Examination||Oct 2013|
Total Assets Under Management964MILLIONS
Total Number of Accounts28ACCOUNTS
Average Account Value$34,412,543
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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