Leo BreaultCRD Number: 4144770
Current Firm: Charles Schwab & Company, Inc.
Leo Breault (CRD# 4144770) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Austin, TX and has over 23 years of experience in the finance industry.
Pbl Wealth Management
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Charles Schwab Bank, Ssb||St. Louis, MO||Apr 2022 - Current||1|
|Charles Schwab Premiere Bank||St. Louis, MO||Apr 2022 - Current||1|
|Charles Schwab Trust Bank||St. Louis, MO||Apr 2022 - Current||1|
|Charles Schwab & Company, Inc.||St. Louis, MO||Dec 2021 - Current||1|
|Td Ameritrade, Inc.||St. Louis, MO||Jan 2018 - Dec 2021||3|
|Scottrade, Inc.||St. Louis, MO||Jan 2015 - Sep 2018||3|
|H.d. Vest Investment Services||St Louis, MS||Jul 2010 - Jan 2015||4|
|Wells Fargo Advisors Financial Network, LLC||St Louis, MO||Sep 2009 - Jan 2015||5|
|First Clearing, LLC||St Louis, MO||Sep 2009 - Jan 2015||5|
|Wells Fargo Advisors, LLC||St Louis, MO||May 2009 - Jan 2015||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2000|
|S65||NASAA Investment Advisors Law Examination||May 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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