Mark Tufts, financial advisor Austin TX
93 score

Mark Tufts

CRD Number: 4446301
Current Firm: Northwestern Mutual Investment Services,llc

Mark Tufts (CRD# 4446301) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Austin, TX and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Nov 2012 - Current 4
Northwestern Mutual Investment Services, LLC Austin, TX Nov 2012 - Current 4
Northwestern Mutual Investment Services, LLC Austin, TX Apr 2014 - Mar 2016 1
Great Point Capital Austin, TX Jul 2010 - Oct 2012 2
Assent LLC Austin, TX Oct 2006 - Jul 2010 3
Self Employed Austin, TX Mar 2002 - Oct 2006 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2001
S65 NASAA Investment Advisors Law Examination Jun 2002
S66 NASAA Uniform Combined State Law Examination Mar 2014
Contact Info for Mark G. Tufts
Phone Number: 866-664-7737
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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