Mary Miller (CRD# 5476488) is an Investment Advisor Representative working at Mission Wealth Management, LP in Santa Barbara, CA and has over 17 years of experience in the finance industry. Mary Miller has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4850609
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4570280
Mission Wealth Management, LP
CRD# 4734751
Planmember Securities Corporation
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mission Wealth Management, LP | Santa Barbara, CA | Mar 2023 - Current | 1 |
| Ut Of Austin | Austin, TX | Jan 2016 - Current | 8 |
| Per Stirling Capital Management, LLC | Austin, TX | Sep 2011 - Mar 2023 | 11 |
| B.b. Graham & Company | Orange, CA | Sep 2011 - Mar 2021 | 9 |
| Hill Country Wealth Management | Austin, TX | May 2011 - Dec 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2006 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2008 |
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Total Assets Under Management7,073MILLIONS
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Total Number of Accounts9,939ACCOUNTS
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Average Account Value$711,637
- A percentage of assets under your management
- Hourly charges
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- Other
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