Michael Fiock, financial advisor Austin TX
88 score

Michael Fiock

CRD Number: 6381205
Current Firm: Charles Schwab & Company, Inc.

Michael Fiock (CRD# 6381205) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Austin, TX and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Austin, TX Aug 2014 - Current 2
Unemployed Georgetown, TX May 2014 - Aug 2014 < 1
Northern Arizona University Flagstaff, AZ Aug 2010 - May 2014 3
Albertsons Flagstaff, AZ Aug 2008 - Nov 2013 5
Albertsons Phoenix, AZ May 2012 - Aug 2013 1
Horizon High School Scottsdale, AZ Aug 2006 - May 2010 3
Unemployed Scottsdale, AZ May 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2014
Contact Info for Michael J. Fiock
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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