Morgan SmithCRD Number: 4620769
Current Firm: Worthpointe
Morgan Smith (CRD# 4620769) is an Investment Advisor Representative working at Worthpointe in Austin, TX and has over 14 years of experience in the finance industry. Morgan Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
C.m.bidwell & Associates Ltd
Wall Street Financial Group, Inc.
Afam Capital, Inc.
|Worthpointe, LLC||San Diego, CA||Sep 2013 - Current||4|
|Trovena, LLC||San Diego, CA||Feb 2010 - Current||8|
|Trovena Investment Advisors||San Diego, CA||Feb 2010 - Sep 2013||3|
|Burns Advisory Group||Oklahoma City, OK||Sep 2007 - Feb 2010||2|
|Miller/russell & Associates, Inc.||Phoenix, AZ||Jun 2005 - Aug 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2003|
Total Assets Under Management363MILLIONS
Total Number of Accounts1,299ACCOUNTS
Average Account Value$279,677
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, FL, GA, IA, IL, NC, NJ, NY, OK, PA, TX, WA
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