Nathan Serven, financial advisor Austin TX

Nathan Serven

CRD Number: 5601143
Current Firm: Mml Investors Services, LLC

Nathan Serven (CRD# 5601143) is an Investment Advisor Representative working at Mml Investors Services, LLC in Austin, TX and has over 15 years of experience in the finance industry. Nathan Serven has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional Designations
Company Name Location Dates Years
Massmutual Life Insurance Co Austin, TX Jul 2017 - Current 6
Mml Investors Services, LLC Austin, TX Mar 2017 - Current 7
Metlife Securities Inc. Austin, TX Jan 2015 - Mar 2017 2
New England Financial Austin, TX Sep 2008 - Jan 2015 6
New England Securities Austin, TX Sep 2008 - Jan 2015 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2008
Contact Info for Nathan J. Serven
Phone Number: (413)737-8400
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    58,787
    MILLIONS
  • Total Number of Accounts
    326,297
    ACCOUNTS
  • Average Account Value
    $180,164
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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