Nicholas Bishop, financial advisor Austin TX

Nicholas Bishop

CRD Number: 6917573
Current Firm: 49 Financial

Nicholas Bishop (CRD# 6917573) is an Investment Advisor Representative working at 49 Financial in Austin, TX and has over 6 years of experience in the finance industry.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
49 Wealth Management LLC Austin, TX Jan 2023 - Current 1
Purshe Kaplan Sterling Investments, Inc. Albany, NY Mar 2020 - Current 4
Thrivent Advisor Network, LLC Austin, TX Jun 2020 - Dec 2022 2
Axa Advisors, LLC New York, NY May 2018 - Mar 2020 1
Rise Biscuits Austin, TX Mar 2018 - May 2018 < 1
Unemployed Houston, TX Dec 2017 - Mar 2018 < 1
Texas A&m University College Station, TX Aug 2013 - Dec 2017 4
City Electric Frisco, CO Jun 2017 - Aug 2017 < 1
Western Refining El Paso, TX Jun 2016 - Aug 2016 < 1
Southcross Energy Dallas, TX Jun 2015 - Aug 2015 < 1
Unemployed Houston, TX Jan 2013 - May 2015 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2018
S66 NASAA Uniform Combined State Law Examination Dec 2019
Contact Info for Nicholas J. Bishop
Phone Number: 214-563-1190
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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