Pamela Staples, financial advisor Austin TX

Pamela Staples

CRD Number: 1370756
Current Firm: Morgan Stanley

Pamela Staples (CRD# 1370756) is an Investment Advisor Representative working at Morgan Stanley in Austin, TX and has over 38 years of experience in the finance industry.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Morgan Stanley Smith Barney LLC Austin, TX May 2023 - Current < 1
Morgan Stanley Private Bank, N.a New York, NY May 2023 - Current < 1
Bank Of America, N.a. Austin, TX Apr 2013 - May 2023 10
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin, TX Feb 2013 - May 2023 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1985
S66 NASAA Uniform Combined State Law Examination May 2013
Contact Info for Pamela A. Staples
Phone Number: 914-225-5510
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,185,061
    MILLIONS
  • Total Number of Accounts
    2,233,188
    ACCOUNTS
  • Average Account Value
    $530,659
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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