Richard Simpson, financial advisor Austin TX
93 score

Richard Simpson

CRD Number: 1199048
Current Firm: Swbc Investment Advisory Services LLC

Richard Simpson (CRD# 1199048) is an Investment Advisor Representative working at Swbc Investment Advisory Services LLC in Austin, TX and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Swbc Investment Advisory Services LLC Austin, TX Aug 2011 - Current 6
Swbc Investment Services San Antonio, TX Aug 2010 - Aug 2011 1
Stancorp Investment Advisers, Inc. Cleveland, OH Jan 2007 - Aug 2010 3
Stancorp Equities, Inc. Cleveland, OH Jan 2007 - Aug 2010 3
Invesmart Securities, LLC Westlake, OH Nov 2000 - Jan 2007 6
Invesmart Advisors, Inc. Westlake, OH Oct 2000 - Jan 2007 6
Invesmart, Inc. Cleveland, OH Jan 2000 - Jan 2007 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1996
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Richard L. Simpson
Phone Number: 512-807-2606
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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