Richard SimpsonCRD Number: 1199048
Current Firm: Swbc Investment Advisory Services LLC
Richard Simpson (CRD# 1199048) is an Investment Advisor Representative working at Swbc Investment Advisory Services LLC in Austin, TX and has over 21 years of experience in the finance industry.
C.m.bidwell & Associates Ltd
Wall Street Financial Group, Inc.
Afam Capital, Inc.
|Swbc Investment Advisory Services LLC||Austin, TX||Aug 2011 - Current||6|
|Swbc Investment Services||San Antonio, TX||Aug 2010 - Aug 2011||1|
|Stancorp Investment Advisers, Inc.||Cleveland, OH||Jan 2007 - Aug 2010||3|
|Stancorp Equities, Inc.||Cleveland, OH||Jan 2007 - Aug 2010||3|
|Invesmart Securities, LLC||Westlake, OH||Nov 2000 - Jan 2007||6|
|Invesmart Advisors, Inc.||Westlake, OH||Oct 2000 - Jan 2007||6|
|Invesmart, Inc.||Cleveland, OH||Jan 2000 - Jan 2007||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1996|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Pension consulting services
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