Rick Fratus (CRD# 5115264) is an Investment Advisor Representative working at Stafford Capital Partners Inc. in Austin, TX and has over 17 years of experience in the finance industry.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stafford Capital Partners Inc. | Austin, TX | Jun 2014 - Current | 9 |
| Macquarie Securities (usa) Inc. | Carlsbad, CA | Feb 2006 - May 2014 | 8 |
| Macquarie Funds Management(usa) Inc. | Carlsbad, CA | Jul 2005 - May 2014 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2006 |
- TX
-
Total Assets Under Management1,562MILLIONS
-
Total Number of Accounts24ACCOUNTS
-
Average Account Value$65,070,021
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, MA, OR, TX
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