Robert KlepnerCRD Number: 5935889
Current Firm: Gladstone Wealth Group
Robert Klepner (CRD# 5935889) is an Investment Advisor Representative working at Gladstone Wealth Group in Austin, TX and has over 6 years of experience in the finance industry.
C.m.bidwell & Associates Ltd
Wall Street Financial Group, Inc.
Afam Capital, Inc.
|Gladstone Wealth Group||Austin, TX||Jun 2016 - Current||1|
|Lpl Financial, LLC||Austin, TX||May 2016 - Current||2|
|Bank Of America, N.a.||Cedar Park, TX||Aug 2012 - May 2016||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Cedar Park, TX||May 2012 - May 2016||4|
|Princor Financial Services||Austin, TX||Oct 2011 - May 2012||< 1|
|Nationstar Mortgage||Austin, TX||Apr 2011 - Oct 2011||< 1|
|Self Employed||Cedar Park, TX||Aug 2008 - May 2011||2|
|Prodigy Mortgage||Austin, TX||Aug 2007 - Jan 2011||3|
|Self Employed||Cedar Park, TX||Aug 2009 - Jan 2010||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management429MILLIONS
Total Number of Accounts2,138ACCOUNTS
Average Account Value$200,762
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
CA, CT, DE, FL, GA, MA, MD, NC, NJ, NY, OH, PA, SC, TX, VA
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