Roy Anderson, financial advisor Austin TX

Roy Anderson

CRD Number: 5656542
Current Firm: 49 Financial

Roy Anderson (CRD# 5656542) is an Investment Advisor Representative working at 49 Financial in Austin, TX and has over 14 years of experience in the finance industry.

Similar Advisors
Adam Broughton, financial advisor Austin TX
Adam C. Broughton
CRD# 4431657
Pbl Wealth Management
Similar Advisors
Leah Coleman, financial advisor Austin TX
Leah Coleman
CRD# 5872877
Orchard Financial
Similar Advisors
Vincent Abio, financial advisor Austin TX
Vincent R. Abio
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
49 Wealth Management LLC Austin, TX Jan 2023 - Current 1
Purshe Kaplan Sterling Investments Albany, NY Oct 2019 - Current 4
Thrivent Advisor Network, LLC Austin, TX Jun 2020 - Dec 2022 2
Axa Advisors, LLC New York, NY May 2014 - Oct 2019 5
Unemployed Austin, TX Apr 2014 - May 2014 < 1
Charles Schwab & Company,inc Austin, TX Nov 2010 - Apr 2014 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2009
Contact Info for Roy C. Anderson
Phone Number: 214-563-1190
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    231
    MILLIONS
  • Total Number of Accounts
    2,262
    ACCOUNTS
  • Average Account Value
    $101,928
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, CA, FL, GA, NC, TX

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.