Samantha ProvenceCRD Number: 6526314
Current Firm: First Trust Advisors LP
Samantha Provence (CRD# 6526314) is an Investment Advisor Representative working at First Trust Advisors LP in Austin, TX and has over 6 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|First Trust Portfolios LP||Wheaton, IL||Feb 2019 - Current||2|
|First Trust Advisors LP||Wheaton, IL||Feb 2019 - Current||2|
|The Vanguard Group, Inc.||Malvern, PA||Jul 2015 - Jan 2019||3|
|The Pennsylvania State University||State College, PA||Aug 2011 - May 2015||3|
|Randstad||Malvern, PA||May 2014 - Aug 2014||< 1|
|International Studies Institute- Palazzo Rucellai||Florence,||May 2013 - Jun 2013||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2015|
|S66||NASAA Uniform Combined State Law Examination||Mar 2019|
Total Assets Under Management171,578MILLIONS
Total Number of Accounts3,306ACCOUNTS
Average Account Value$51,898,972
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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