Samantha Provence, financial advisor Austin TX

Samantha Provence

CRD Number: 6526314
Current Firm: First Trust Advisors LP

Samantha Provence (CRD# 6526314) is an Investment Advisor Representative working at First Trust Advisors LP in Austin, TX and has over 6 years of experience in the finance industry.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
First Trust Portfolios LP Wheaton, IL Feb 2019 - Current 2
First Trust Advisors LP Wheaton, IL Feb 2019 - Current 2
The Vanguard Group, Inc. Malvern, PA Jul 2015 - Jan 2019 3
The Pennsylvania State University State College, PA Aug 2011 - May 2015 3
Randstad Malvern, PA May 2014 - Aug 2014 < 1
International Studies Institute- Palazzo Rucellai Florence, May 2013 - Jun 2013 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2015
S66 NASAA Uniform Combined State Law Examination Mar 2019
Contact Info for Samantha Provence
Phone Number: 630-765-8000
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    171,578
    MILLIONS
  • Total Number of Accounts
    3,306
    ACCOUNTS
  • Average Account Value
    $51,898,972
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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