Sean Hegarty, financial advisor Austin TX
89 score

Sean Hegarty

CRD Number: 6258844
Current Firm: Hilltop Securities Inc.

Sean Hegarty (CRD# 6258844) is an Investment Advisor Representative working at Hilltop Securities Inc. in Austin, TX and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Southwest Securities Inc. Austin, TX Oct 2013 - Current 3
Unemployed Austin, TX Aug 2013 - Oct 2013 < 1
Pricewaterhouse Coopers, LLC New York, NY May 2011 - Aug 2013 2
University Of Texas Austin, TX Aug 2006 - May 2011 4
Mccombs School Of Business Austin, TX Aug 2006 - Nov 2010 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2014
Contact Info for Sean P. Hegarty
Phone Number: 214-859-1800
Firm Website: http://genepdickey.com
Registered State(s):
  • NE
  • TX
By the Numbers
  • Total Assets Under Management
    927
    MILLIONS
  • Total Number of Accounts
    3,659
    ACCOUNTS
  • Average Account Value
    $253,402
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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