Stephen Simpkin (CRD# 3136319) is an Investment Advisor Representative working at Victory Capital Management Inc. in Austin, TX and has over 25 years of experience in the finance industry.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Victory Capital Advisers | Brooklyn, OH | Jul 2015 - Current | 8 |
| Btig LLC | San Francisco, CA | Mar 2016 - Jun 2016 | < 1 |
| Headlands Capital Partners | Austin, TX | Jul 2014 - Mar 2016 | 1 |
| Private Advisors LLC | Richmond, VA | Jul 2012 - Jul 2014 | 2 |
| Ny Life Distributors | New York, NY | Jul 2012 - Jul 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Dec 1998 |
| S63 | Uniform Securities State Law Examination | Apr 2016 |
- OH
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Total Assets Under Management151,257MILLIONS
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Total Number of Accounts2,923ACCOUNTS
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Average Account Value$51,747,210
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI
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