Timothy Shirley, financial advisor Austin TX
93 score

Timothy Shirley

CRD Number: 5292775
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Timothy Shirley (CRD# 5292775) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Austin, TX and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Provo, UT Apr 2008 - Current 8
Unemployed Na, UT Feb 2008 - Apr 2008 < 1
Goldman, Sachs &amp; Company Salt Lake City, UT Feb 2007 - Feb 2008 1
Zions Bank Logan, Salt Lake City, UT Aug 2000 - Feb 2007 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2009
Contact Info for Timothy B. Shirley
Phone Number: 800-637-7455
Registered State(s):
  • ID
  • MT
  • TX
  • UT
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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