William Parrott, financial advisor Austin TX
86 score

William Parrott

CRD Number: 1941751
Current Firm: Parrott Wealth Management, LLC

William Parrott (CRD# 1941751) is an Investment Advisor Representative working at Parrott Wealth Management, LLC in Austin, TX and has over 26 years of experience in the finance industry. William Parrott has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Parrott Wealth Management, LLC Austin, TX Jul 2015 - Current 1
Charles Schwab & Co &, Inc. Austin, TX Apr 2008 - Sep 2015 7
Charles Schwab & Company, Inc. Austin, TX Apr 2008 - Sep 2015 7
Wachovia Securities, LLC Austin, TX Jan 2008 - Apr 2008 < 1
Wachovia Securities, LLC Austin, TX Jan 2008 - Apr 2008 < 1
A.g. Edwards & Sons, Inc. West Austin, TX Aug 2006 - Apr 2008 1
Morgan Stanley Austin, TX Nov 1995 - Aug 2006 10
Morgan Stanley Dw Inc. Austin, TX Jan 1990 - Aug 2006 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1990
S65 NASAA Investment Advisors Law Examination Oct 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for William R. Parrott
Phone Number: 512-813-7642
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    22
    MILLIONS
  • Total Number of Accounts
    50
    ACCOUNTS
  • Average Account Value
    $440,000
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, TX

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BADGES
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