Carly Williams, financial advisor Hallandale Beach FL

Carly Williams

CRD Number: 5163703
Current Firm: Kawa Capital Management, Inc.

Carly Williams (CRD# 5163703) is an Investment Advisor Representative working at Kawa Capital Management, Inc. in Hallandale Beach, FL and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Kawa Capital Management, Inc. Hallandale Beach, FL Apr 2021 - Current 2
Kawa Securities, LLC Hallandale Beach, FL Sep 2020 - Jan 2022 1
Kawa Capital Management, Inc. Hallandale Beach, FL Jun 2016 - Apr 2021 4
Pine River Capital Management New York, NY Apr 2012 - Jun 2016 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2007
S65 NASAA Investment Advisors Law Examination Aug 2017
Contact Info for Carly A. Williams
Phone Number: 305-560-5200
Registered State(s):
  • CO
  • FL
By the Numbers
  • Total Assets Under Management
    2,482
    MILLIONS
  • Total Number of Accounts
    71
    ACCOUNTS
  • Average Account Value
    $34,961,762
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

CO, FL, NY

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