Andrew GaenickeCRD Number: 3153220
Current Firm: J.p. Morgan Securities LLC
Andrew Gaenicke (CRD# 3153220) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Bakersfield, CA and has over 10 years of experience in the finance industry.
Lincoln Financial Advisors Corporation
Barnes Wealth Management Group
Royal Alliance Associates, Inc.
|J.p. Morgan Securities LLC||Bakersfield, CA||Dec 2014 - Current||3|
|Jpmorgan Chase Bank||Bakersfield, CA||Oct 2009 - Dec 2014||5|
|J.p. Morgan Securities LLC||Bakersfield, CA||Oct 2012 - Nov 2014||2|
|Chase Investment Services Corp||Bakersfield, CA||Oct 2009 - Oct 2012||3|
|Wachovia Bank, N.a.||Costa Mesa, CA||Oct 2007 - Oct 2009||2|
|Wachovia Securities, LLC||Costa Mesa, CA||Oct 2007 - Oct 2009||2|
|Countrywide Home Loans||Rancho Cucamonga, CA||Jun 2007 - Oct 2007||< 1|
|Hyperion Mortgage||Lake Oswego, OR||Mar 2006 - Jun 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2007|
|S66||NASAA Uniform Combined State Law Examination||Sep 2011|
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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