Harold Klein, financial advisor Bakersfield CA
93 score

Harold Klein

CRD Number: 1021759
Current Firm: National Planning Corporation ("npc Of America" In Fl & Ny)

Harold Klein (CRD# 1021759) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in Bakersfield, CA and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
National Planning Corp Seal Beach, CA May 2000 - Current 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1993
S66 NASAA Uniform Combined State Law Examination May 2006
Contact Info for Harold E. Klein
Phone Number: 310-899-7900
Firm Website: https://www.natplan.com
Registered State(s):
  • AZ
  • ID
  • MS
  • NV
  • OR
  • AR
  • CA
  • FL
  • GA
  • MA
  • MO
By the Numbers
  • Total Assets Under Management
    7,811
    MILLIONS
  • Total Number of Accounts
    42,943
    ACCOUNTS
  • Average Account Value
    $181,887
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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