Amit Thakkar, financial advisor Baltimore MD
78 score

Amit Thakkar

CRD Number: 6128080
Current Firm: Wells Fargo Clearing Services, LLC

Amit Thakkar (CRD# 6128080) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Baltimore, MD and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Catonsville, MD Feb 2018 - Current < 1
Wells Fargo Bank Na Catonsville, MD Jan 2018 - Current < 1
Edward Jones Crownsville, MD Mar 2017 - Nov 2017 < 1
Wells Fargo Bank An Hanover, MD Feb 2011 - Mar 2017 6
Wells Fargo Advisors, LLC Hanover, MD Feb 2011 - Mar 2017 6
Wells Fargo Clearing Services, LLC Hanover, MD Feb 2011 - Mar 2017 6
Charter One Bank / Rbs Citizens Group Palatine, IL Apr 2010 - Feb 2011 < 1
Accutax Des Plaines, IL Jan 2007 - May 2010 3
Bank Of America N.a. Buffalo Grove, IL May 2008 - Apr 2010 1
Mellon Financial Chicago, IL Aug 2005 - May 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2013
S65 NASAA Investment Advisors Law Examination Aug 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Amit R. Thakkar
Phone Number: 314-875-3000
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    409,716
    MILLIONS
  • Total Number of Accounts
    1,359,521
    ACCOUNTS
  • Average Account Value
    $301,368
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
78

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