Arthur Gallo, financial advisor Baltimore MD

Arthur Gallo

CRD Number: 6999665
Current Firm: Lombard Advisers Incorporated

Arthur Gallo (CRD# 6999665) is an Investment Advisor Representative working at Lombard Advisers Incorporated in Baltimore, MD and has over 3 years of experience in the finance industry.

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Abel Financial Management Company
Company Name Location Dates Years
Lombard Securities Incorporated Baltimore, MD Mar 2019 - Current 3
Lombard Advisers Incorporated Baltimore, MD Mar 2019 - Current 3
Nylife Securities LLC Harrisburg, PA Mar 2019 - Mar 2019 < 1
New York Life Insurance Co Harrisburg, PA Aug 2018 - Mar 2019 < 1
Unemployed Etters, PA Jun 2018 - Aug 2018 < 1
Delaware University Soylestown, PA Jul 2014 - Jun 2018 3
Eastern University St Davids, PA Jul 2011 - Jun 2014 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2019
S65 NASAA Investment Advisors Law Examination Jun 2019
Contact Info for Arthur G. Gallo
Phone Number: 410-342-1300
Firm Website:
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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