Caroline Bennett, financial advisor Baltimore MD

Caroline Bennett

CRD Number: 6880818
Current Firm: Advice And Planning Services

Caroline Bennett (CRD# 6880818) is an Investment Advisor Representative working at Advice And Planning Services in Baltimore, MD and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Tiaa-cref Individual & Institutional Services, LLC Washington, DC Jun 2018 - Current 2
Tiaa Washington, DC Jun 2018 - Current 2
Wake Forest University Winston-salem, NC Aug 2015 - May 2018 2
Wake Forest University North Carolina, NC Aug 2014 - May 2018 3
The Pink Crab Rehoboth Beach, DE May 2015 - Aug 2017 2
Jake's Seafood Rehoboth Beach, DE Jun 2016 - Jul 2017 1
Grotto Pizza Rehoboth Beach, DE May 2015 - Jul 2015 < 1
Chick-fil-a Camden, DE Jul 2013 - Jan 2015 1
Caesar Rodney High School Camden, DE Aug 2010 - Jun 2014 3
Delaware State University Dover, DE Jun 2013 - Aug 2013 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2018
Contact Info for Caroline E. Bennett
Phone Number: 212-490-9000
Registered State(s):
  • DC
By the Numbers
  • Total Assets Under Management
    36,394
    MILLIONS
  • Total Number of Accounts
    78,786
    ACCOUNTS
  • Average Account Value
    $461,934
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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