Caroline Bennett, financial advisor Washington DC

Caroline Bennett

CRD Number: 6880818
Current Firm: Advice And Planning Services

Caroline Bennett (CRD# 6880818) is an Investment Advisor Representative working at Advice And Planning Services in Washington, DC and has over 5 years of experience in the finance industry.

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Tiaa-cref Individual & Institutional Services, LLC Washington, DC Jun 2018 - Current 5
Tiaa Washington, DC Jun 2018 - Current 5
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Wake Forest University North Carolina, NC Aug 2014 - May 2018 3
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Jake's Seafood Rehoboth Beach, DE Jun 2016 - Jul 2017 1
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Chick-fil-a Camden, DE Jul 2013 - Jan 2015 1
Caesar Rodney High School Camden, DE Aug 2010 - Jun 2014 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2018
Contact Info for Caroline E. Bennett
Phone Number: 212-490-9000
Registered State(s):
  • DC
By the Numbers
  • Total Assets Under Management
    30,907
    MILLIONS
  • Total Number of Accounts
    76,892
    ACCOUNTS
  • Average Account Value
    $401,951
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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