Kathleen Anderson, financial advisor New York NY

Kathleen Anderson

CRD Number: 2811096
Current Firm: Clearbridge Investments, LLC

Kathleen Anderson (CRD# 2811096) is an Investment Advisor Representative working at Clearbridge Investments, LLC in New York, NY and has over 25 years of experience in the finance industry. Kathleen Anderson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Clearbridge LLC Baltimore, MD Mar 2014 - Current 10
Franklin Distributors, LLC Baltimore, MD Dec 2005 - Current 18
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 1998
Contact Info for Kathleen M. Anderson
Phone Number: 212-805-2000
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    148,244
    MILLIONS
  • Total Number of Accounts
    114,940
    ACCOUNTS
  • Average Account Value
    $1,289,750
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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