Steven Ricklefs, financial advisor Baltimore MD
96 score

Steven Ricklefs

CRD Number: 3178220
Current Firm: Brown Advisory

Steven Ricklefs (CRD# 3178220) is an Investment Advisor Representative working at Brown Advisory in Baltimore, MD and has over 17 years of experience in the finance industry. Steven Ricklefs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Brown Advisory Baltimore, MD Jul 2005 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1999
S65 NASAA Investment Advisors Law Examination Jan 2000
Contact Info for Steven G. Ricklefs
Phone Number: 410-537-5400
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    41,853
    MILLIONS
  • Total Number of Accounts
    7,368
    ACCOUNTS
  • Average Account Value
    $5,680,431
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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