Caleb WarrenCRD Number: 7075385
Current Firm: Raymond James Financial Services Advisors, Inc.
Caleb Warren (CRD# 7075385) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Bangor, ME and has over 3 years of experience in the finance industry.
Raymond James Financial Services Advisors, Inc.
Commonwealth Financial Network
|Raymond James Financial Services Advisors, Inc.||Bangor, ME||Jun 2019 - Current||3|
|Raymond James Financial Services, Inc.||Bangor, ME||Feb 2019 - Current||3|
|Ang Commissary||Bangor, ME||Dec 2016 - Feb 2019||2|
|The Village Woodworker||Oxford, ME||Mar 2016 - Feb 2019||2|
|Limitless Lenses||Newburgh, ME||Oct 2018 - Dec 2018||< 1|
|Husson University||Bangor, ME||Aug 2016 - May 2017||< 1|
|Eastern Maine Community College||Bangor, ME||Jan 2016 - Aug 2016||< 1|
|Planet Fitness||Bangor, ME||Aug 2015 - Jan 2016||< 1|
|Amates||Bangor, ME||Jul 2015 - Aug 2015||< 1|
|Nexxlinx||Orono, ME||Jan 2015 - Aug 2015||< 1|
|Hannaford||Gorham, ME||Oct 2014 - Dec 2014||< 1|
|Unemployed||Newburgh, ME||Jun 2014 - Oct 2014||< 1|
|Hampden Academy||Hampden, ME||Sep 2010 - Jul 2014||3|
|Abercrombie & Fitch||Bangor, ME||Mar 2014 - Jun 2014||< 1|
|Ang Commissary||Bangor, ME||Sep 2013 - Apr 2014||< 1|
|Discount Towing||Carmel, ME||Jun 2013 - Aug 2013||< 1|
|Mcdonald's||Bangor, ME||May 2012 - Jun 2013||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2019|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management272,263MILLIONS
Total Number of Accounts846,581ACCOUNTS
Average Account Value$321,603
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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