James NicholsCRD Number: 823850
Current Firm: Nichols Investment Management
James Nichols (CRD# 823850) is an Investment Advisor Representative working at Nichols Investment Management in Bangor, ME and has over 7 years of experience in the finance industry.
Raymond James Financial Services Advisors, Inc.
Commonwealth Financial Network
|Nichols Investment Management||Bangor, ME||Aug 1989 - Current||33|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Feb 2015|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management56MILLIONS
Total Number of Accounts53ACCOUNTS
Average Account Value$1,065,634
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
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