Mark Erhardt, financial advisor Bangor ME
96 score

Mark Erhardt

CRD Number: 2975261
Current Firm: Rbc Capital Markets, LLC

Mark Erhardt (CRD# 2975261) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Bangor, ME and has over 18 years of experience in the finance industry. Mark Erhardt has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Rbc Capital Markets, LLC Bangor, ME Apr 2013 - Current 3
Morgan Stanley Smith Barney Bangor, ME Jun 2009 - Apr 2013 3
Morgan Stanley & Company, Incorporated Bangor, ME Jun 2007 - Apr 2013 5
A.g. Edwards & Sons St. Louis, MO May 1996 - Jun 2007 11
A. G. Edwards & Sons, Inc. Bangor, ME May 1996 - Jun 2007 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1998
S66 NASAA Uniform Combined State Law Examination Jun 2002
Contact Info for Mark A. Erhardt
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • ME
  • TX
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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