Michael Richard Cormier, financial advisor Bangor ME
89 score

Michael Richard Cormier

CRD Number: 6224357
Current Firm: Ubs Financial Services Inc.

Michael Richard Cormier (CRD# 6224357) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Bangor, ME and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Portland, ME Jul 2013 - Current 3
Bentley University Waltham, MA Sep 2009 - Jun 2013 3
Cubist Pharmaceuticals Lexington, MA Jun 2012 - Sep 2012 < 1
Narrow Gauge Cinemas Farmington, ME Jun 2006 - Dec 2011 5
Education Wilton, ME Sep 2002 - Jun 2009 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2013
Contact Info for Michael Richard R. Cormier
Phone Number: 201-352-3000
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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