James Wilson, financial advisor Banning CA
83 score

James Wilson

CRD Number: 4445002
Current Firm: Diligent Investors, LLC

James Wilson (CRD# 4445002) is an Investment Advisor Representative working at Diligent Investors, LLC in Banning, CA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
M.s. Howells & Company Scottsdale, AZ Mar 2016 - Current 1
Diligent Investors LLC Banning, CA Mar 2016 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Mar 2016 1
Morgan Stanley Smith Barney Ontatio, CA Apr 2011 - Mar 2016 4
Merrill Lynch Pierce Fenner & Smith Inc. Riverside, CA Oct 2002 - May 2011 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James A. Wilson
Phone Number: (909) 792-2894
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States


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