Catalina Ulloa, financial advisor Bannockburn IL

Catalina Ulloa

CRD Number: 6457838
Current Firm: Centric Wealth Management, LLC

Catalina Ulloa (CRD# 6457838) is an Investment Advisor Representative working at Centric Wealth Management, LLC in Bannockburn, IL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Centric Wealth Management, LLC Chicago, IL Mar 2018 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago, IL Mar 2015 - Current 6
Mitchell D. Kreiter And Associates Chicago, IL Jan 2008 - Mar 2015 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2016
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Catalina Ulloa
Phone Number: 312-429-6100
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    406
    MILLIONS
  • Total Number of Accounts
    1,123
    ACCOUNTS
  • Average Account Value
    $361,825
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AZ, CO, IL, IN, MO, NY, RI, TX

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