Maurice Sleeper, financial advisor Barre VT

Maurice Sleeper

CRD Number: 1752999
Current Firm: Lpl Financial LLC

Maurice Sleeper (CRD# 1752999) is an Investment Advisor Representative working at Lpl Financial LLC in Barre, VT and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial Barre, VT Apr 2009 - Current 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1993
S66 NASAA Uniform Combined State Law Examination Feb 2002
Contact Info for Maurice B. Sleeper
Phone Number: 704-733-3300
Registered State(s):
  • VT
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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