James Hack, financial advisor Barrington IL
93 score

James Hack

CRD Number: 1399607
Current Firm: Ubs Financial Services Inc.

James Hack (CRD# 1399607) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Barrington, IL and has over 15 years of experience in the finance industry.

Similar Advisors
Allen Kutchins, financial advisor Barrington IL
Allen I. Kutchins
CRD# 4478796
Krd Financial
Score
106
Similar Advisors
Jonathan Rogers, financial advisor Barrington IL
Jonathan M. Rogers
CRD# 5307693
Forum Financial Management, LP
Score
104
Similar Advisors
Stephen Curry, financial advisor Barrington IL
Stephen F. Curry
CRD# 5207046
Nfp Advisor Services, LLC
Score
103
Company Name Location Dates Years
Ubs Financial Services Inc. Deer Park, IL Mar 2014 - Current 2
Bank Of America, Na Deer Park, IL Aug 2011 - Mar 2014 2
Merrill Lynch Pierce, Fenner & Smith, Inc. Deer Park, IL Mar 2011 - Mar 2014 3
Ubs Securities LLC Chicago, IL Sep 2006 - Mar 2011 4
Abn Amro Incorporated Chicago, IL Jul 1989 - Sep 2006 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2001
S66 NASAA Uniform Combined State Law Examination Apr 2011
Contact Info for James E. Hack
Phone Number: 201-352-3000
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from James Hack and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.