Charles Kelly, financial advisor Barrington RI
96 score

Charles Kelly

CRD Number: 1332778
Current Firm: Cetera Advisors LLC

Charles Kelly (CRD# 1332778) is an Investment Advisor Representative working at Cetera Advisors LLC in Barrington, RI and has over 33 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Cambridge Investment Research Advisors, Inc. Fairfield, IA Feb 2018 - Current < 1
Cambridge Investment Research, Inc. Fairfield, IA Feb 2018 - Current < 1
Cetera Advisors LLC Denver, CO Oct 2016 - Feb 2018 1
Investors Capital Corporation Lynnfield, MA Aug 2012 - Oct 2016 4
Sagepoint Financial, Inc. Phoenix, AZ Jan 2009 - Aug 2012 3
Aig Financial Advisors, Inc. Phoenix, AZ Nov 2005 - Jan 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1985
S65 NASAA Investment Advisors Law Examination Jun 1999
Contact Info for Charles R. Kelly
Phone Number: 800-929-3485
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    10,963
    MILLIONS
  • Total Number of Accounts
    51,290
    ACCOUNTS
  • Average Account Value
    $213,755
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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