Michael Roberts, financial advisor Bartlesville OK
73 score

Michael Roberts

CRD Number: 1432708
Current Firm: Wells Fargo Advisors, LLC

Michael Roberts (CRD# 1432708) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Bartlesville, OK and has over 31 years of experience in the finance industry.

Similar Advisors
Aaron Archambo, financial advisor Bartlesville OK
Aaron S. Archambo
CRD# 2587428
Archambo Financial Advisors, Inc.
Score
96
Similar Advisors
Mark Archambo, financial advisor Bartlesville OK
Mark W. Archambo
CRD# 1673061
Dominion Portfolio Management, Inc.
Score
96
Similar Advisors
Tom Barclay, financial advisor Bartlesville OK
Tom K. Barclay
CRD# 2196908
Cetera Advisors LLC
Score
96
Company Name Location Dates Years
Wells Fargo Advisors LLC Bartlesville, OK May 2014 - Current 2
Morgan Stanley Smith Barney Bartlesville, OK Jun 2009 - May 2014 4
Citigroup Global Markets Inc. Bartlesville, OK Jun 2001 - May 2014 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1985
S65 NASAA Investment Advisors Law Examination Nov 1993
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Michael W. Roberts
Phone Number: 314-875-3000
Registered State(s):
  • OK
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
73

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.