Katherine PrestonCRD Number: 6315544
Current Firm: Edward Jones
Katherine Preston (CRD# 6315544) is an Investment Advisor Representative working at Edward Jones in Basalt, CO and has over 3 years of experience in the finance industry.
Obermeyer Wood Investment Counsel, Lllp
H.d. Vest Advisory Services, Inc.
Cetera Advisor Networks LLC
|Edward Jones||St Louis, MO||Apr 2014 - Current||4|
|Rachel Neumann - Nanny Chex||Denver, CO||Dec 2012 - Mar 2014||1|
|California Closets||Lone Tree, CO||Sep 2012 - Feb 2013||< 1|
|Mount Saint Vincent Home||Denver, CO||Jun 2011 - Oct 2012||1|
|Jefferson Hills - New Vistas||Lakewood, CO||Feb 2011 - Feb 2012||1|
|Bpk Penabur International School||Bandung,||Jun 2010 - Dec 2010||< 1|
|Extended Travel / Unemployed||Travel, CA||Oct 2009 - May 2010||< 1|
|Us Peace Corps||Baku,||Jun 2007 - Oct 2009||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management262,473MILLIONS
Total Number of Accounts2,049,107ACCOUNTS
Average Account Value$128,091
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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