Richard Brunton, financial advisor Batavia IL
96 score

Richard Brunton

CRD Number: 1000381
Current Firm: Northwestern Mutual Investment Services,llc

Richard Brunton (CRD# 1000381) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Batavia, IL and has over 27 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Lombard, IL Jan 2008 - Current 8
Nml Equities Inc. Milwaukee, WI Sep 1981 - Current 35
Northwestern Mutual Life Milwaukee, WI Aug 1973 - Current 43
Northwestern Mutual Investment Services, LLC Lombard, IL Jan 2008 - Mar 2016 8
Northwestern Mutual Investment Services, LLC Oak Brook, IL Aug 2007 - Jan 2008 < 1
Northwestern Mutual Investment Services, LLC Milwaukee, WI Aug 1973 - Jan 2008 34
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1989
Contact Info for Richard C. Brunton
Phone Number: 866-664-7737
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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