Andrew Thomas, financial advisor Baton Rouge LA

Andrew Thomas

CRD Number: 4278972
Current Firm: Axxcess Wealth Management, LLC

Andrew Thomas (CRD# 4278972) is an Investment Advisor Representative working at Axxcess Wealth Management, LLC in Baton Rouge, LA and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Arete Wealth Management LLC Chicago, IL Oct 2009 - Current 11
Arete Wealth Advisors, LLC Chicago, IL Aug 2009 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2000
S65 NASAA Investment Advisors Law Examination Sep 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Andrew F. Thomas
Phone Number: 858-217-5347
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,287
    MILLIONS
  • Total Number of Accounts
    3,629
    ACCOUNTS
  • Average Account Value
    $354,554
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, IN, LA, MA, MD, ME, MI, NC, NJ, NM, NV, NY, OH, OR, PR, SC, SD, TX, UT, WA, WV

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