Arlen Blackwell, financial advisor Baton Rouge LA
86 score

Arlen Blackwell

CRD Number: 3144100
Current Firm: Stifel, Nicolaus & Company, Incorporated

Arlen Blackwell (CRD# 3144100) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Baton Rouge, LA and has over 17 years of experience in the finance industry. Arlen Blackwell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
James Bayard, financial advisor Baton Rouge LA
James C. Bayard
CRD# 6081998
Lpl Financial LLC
Score
100
Similar Advisors
John Dore, financial advisor Baton Rouge LA
John E. Dore
CRD# 3093221
Geneos Wealth Management, Inc.
Score
98
Similar Advisors
Lee Starnes, CFP, AAMS, financial advisor Baton Rouge LA
Lee A. Starnes, CFP, AAMS
CRD# 5770452
Edward Jones
Score
98
Professional Designations
Company Name Location Dates Years
Stifel, Nicolaus & Company, Incorporated Baton Rouge, LA Jul 2015 - Current 1
Stifel, Nicolaus & Company, Incorporated Baton Rouge, LA Jul 2015 - Current 1
Sterne Agee Leach Inc. Baton Rouge, LA Mar 2009 - Current 7
Stanford Group Company Baton Rouge, LA Feb 2008 - Mar 2009 1
Raymond J. Lucia Companies, Inc. Baton Rouge, LA Jan 2006 - Feb 2008 2
Securities America Advisors, Inc. Baton Rouge, LA Jun 2004 - Feb 2008 3
Premier Financial Management, Inc. Baton Rouge, LA May 2004 - Feb 2008 3
Securities America Inc. Baton Rouge, LA Aug 2000 - Feb 2008 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1999
S66 NASAA Uniform Combined State Law Examination Apr 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Arlen R. Blackwell
Phone Number: 314-342-2000
Firm Website: http://www.stifel.com
Registered State(s):
  • LA
By the Numbers
  • Total Assets Under Management
    38,401
    MILLIONS
  • Total Number of Accounts
    115,441
    ACCOUNTS
  • Average Account Value
    $332,650
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
86

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.