Dania TanguisCRD Number: 1817705
Current Firm: Peters Wealth Advisors LLC
Dania Tanguis (CRD# 1817705) is an Investment Advisor Representative working at Peters Wealth Advisors LLC in Baton Rouge, LA and has over 28 years of experience in the finance industry.
Lpl Financial LLC
Lpl Financial LLC
Geneos Wealth Management, Inc.
|Dominion Investor Services, Inc.||Horseshoe Bay, TX||Sep 2014 - Current||3|
|Peters Wealth Advisors, LLC||Baton Rouge, LA||Sep 2014 - Current||3|
|Unemployed||Baton Rouge, LA||Mar 2014 - Sep 2014||< 1|
|Sterne Agee Leach||Baton Rouge, LA||Mar 2009 - Mar 2014||5|
|Stanford Group Company||Baton Rouge, LA||Feb 2008 - Mar 2009||1|
|Raymond J. Lucia Companies, Inc.||Baton Rouge, LA||Mar 2006 - Feb 2008||1|
|Securities America,inc||Baton Rouge, LA||Sep 2004 - Feb 2008||3|
|Premier Finanical Securities||Baton Rouge, LA||Sep 2004 - Feb 2008||3|
|Securities America Advisors, Inc.||Baton Rouge, LA||Sep 2004 - Feb 2008||3|
|Tanguis Interiors, Inc.||Baton Rouge, LA||Jul 2004 - Feb 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1989|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management200MILLIONS
Total Number of Accounts938ACCOUNTS
Average Account Value$213,556
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
LA, MS, TX, VA
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