Dania Tanguis, financial advisor Baton Rouge LA
83 score

Dania Tanguis

CRD Number: 1817705
Current Firm: Peters Wealth Advisors LLC

Dania Tanguis (CRD# 1817705) is an Investment Advisor Representative working at Peters Wealth Advisors LLC in Baton Rouge, LA and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Dominion Investor Services, Inc. Horseshoe Bay, TX Sep 2014 - Current 2
Peters Wealth Advisors, LLC Baton Rouge, LA Sep 2014 - Current 2
Unemployed Baton Rouge, LA Mar 2014 - Sep 2014 < 1
Sterne Agee Leach Baton Rouge, LA Mar 2009 - Mar 2014 5
Stanford Group Company Baton Rouge, LA Feb 2008 - Mar 2009 1
Raymond J. Lucia Companies, Inc. Baton Rouge, LA Mar 2006 - Feb 2008 1
Securities America,inc Baton Rouge, LA Sep 2004 - Feb 2008 3
Premier Finanical Securities Baton Rouge, LA Sep 2004 - Feb 2008 3
Securities America Advisors, Inc. Baton Rouge, LA Sep 2004 - Feb 2008 3
Tanguis Interiors, Inc. Baton Rouge, LA Jul 2004 - Feb 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1989
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Dania F. Tanguis
Phone Number: 225-766-4885
Registered State(s):
  • LA
By the Numbers
  • Total Assets Under Management
    200
    MILLIONS
  • Total Number of Accounts
    938
    ACCOUNTS
  • Average Account Value
    $213,556
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

LA, MS, TX, VA

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BADGES
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