James Moffitt (CRD# 7185040) is an Investment Advisor Representative working at Lpl Financial LLC in Baton Rouge, LA and has over 3 years of experience in the finance industry.
CRD# 1928450
Benedict Financial Planning
CRD# 1774605
Gallagher Fiduciary Advisors, LLC
CRD# 2530923
Abel Hall, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Baton Rouge, LA | Nov 2021 - Current | 2 |
| Altus Wealth Management | Baton Rouge, LA | Sep 2021 - Current | 3 |
| Geneos Wealth Management Inc. | Baton Rouge, LA | Sep 2021 - Nov 2021 | < 1 |
| Altus Wealth Management | Baton Rouge, LA | Oct 2019 - Sep 2021 | 1 |
| Geneos Wealth Management | Baton Rouge, LA | Oct 2019 - Sep 2021 | 1 |
| Fishing Charter | Grand Isle, LA | Jun 2019 - Aug 2019 | < 1 |
| Louisiana State University | Baton Rouge, LA | Aug 2014 - May 2019 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2021 |
| S66 | NASAA Uniform Combined State Law Examination | Sep 2021 |
- LA
- TX
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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