James PopeCRD Number: 3181641
Current Firm: Diversified Investment Strategies, LLC
James Pope (CRD# 3181641) is an Investment Advisor Representative working at Diversified Investment Strategies, LLC in Baton Rouge, LA and has over 13 years of experience in the finance industry.
Lpl Financial LLC
Lpl Financial LLC
Geneos Wealth Management, Inc.
|Diversified Investment Strategies, LLC||Baton Rouge, LA||Jan 2005 - Current||12|
|Qa3 Financial Corp||Omaha, NE||Nov 2006 - Feb 2011||4|
|Securities America Advisors, Inc.||Baton Rouge, LA||Apr 2004 - Nov 2006||2|
|Securities America, Inc.||Baton Rouge, LA||Jan 1999 - Nov 2006||7|
|Diversified Financial Services||Baton Rouge, LA||Feb 1995 - Sep 2006||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2004|
|S65||NASAA Investment Advisors Law Examination||Jan 2007|
Total Assets Under Management128MILLIONS
Total Number of Accounts326ACCOUNTS
Average Account Value$391,996
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
AL, FL, LA, MS, NE, TX
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