Jon Gwatney, financial advisor Baton Rouge LA
89 score

Jon Gwatney

CRD Number: 5956771
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jon Gwatney (CRD# 5956771) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Baton Rouge, LA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baton Rouge, LA Nov 2014 - Current 2
Bank Of America, N.a. Baton Rouge, LA Nov 2014 - Current 2
Morgan Stanley Baton Rouge, LA Apr 2013 - Nov 2014 1
J.p. Morgan Securities LLC Baker, LA Oct 2012 - Apr 2013 < 1
Jpmorgan Chase Bank Na Baker, LA Aug 2009 - Apr 2013 3
Chase Investment Services Corp. Baker, LA Jul 2011 - Oct 2012 1
Best Buy Baton Rouge, LA Sep 2007 - Feb 2012 4
Video Usa Baton Rouge, LA Nov 2003 - Dec 2007 4
Lsu Baton Rouge, LA May 2002 - May 2007 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2013
Contact Info for Jon S. Gwatney
Phone Number: 800-637-7455
Registered State(s):
  • LA
  • MS
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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